Considering a big change for your business creates stress. We will help you confidently evaluate your situation and if you are a fit, we want to make sure this is the last move you need to make.
Work with us to put together a timetable for the move, and we will help guide you through leaving your old firm, as well as gathering all the necessary information you will need for your journey to us. Our online approval and registration process makes it simple and streamlined to get registered.
Our dedicated transition specialists will help you understand our DocuSign transition process for repapering client accounts as well as assist you through the step-by-step process for submitting all that is needed. Transitioning a book of business will take time and can be the most stressful part of this process. We are here to help.
Once you are here, we can help you get acquainted with our LeadersLink online platform, for submitting new business, uploading and viewing customer information, as well as the forms necessary by business or client type. At this time, we will also help train you and your staff on our technology platform, including our financial planning software, along with connecting you to your preferred asset manager solution. We will introduce you to our technology partners to add-on services or take advantage of provided discounts.
This is the reason you make the move, and the most rewarding part. You can now breathe easy and work with our staff, along with any technology vendors and product providers, to better your practice and build on your success. We are here to help, not get in the way of running your business. You will have the opportunity to attend our annual conference, network with our top advisors or Advanced Solutions Group (ASG) or partake in multiple study groups throughout the year to enhance your knowledge and capability.
Starting your own RIA is a costly endeavor, not only from a financial perspective. Many advisors underestimate the compliance requirements necessary and the substantial liability that comes with it.
Let us take on that burden for you, as well as manage all the service providers so you can spend your time on what matters.
Our model is for advisors who prefer to focus on a narrower range of responsibilities, expand their business and tap into our advisor network.
Once on board, you can collaborate with fellow top advisors, learn from our Advanced Solutions Group (ASG), join a study group, or attend our annual conference to help you develop your practice.