Portfolio Management Questionnaire

Name*
First Last
Email*
Briefly describe the nature of your advisory business:*
Please attach the most recent models and their makeup in Excel format. That includes asset classes and percentages.*
Max. file size: 512 MB.
What, if any, percentage of cash do you require in your client accounts? If less than 1%, please explain.*
Please list all alternative or illiquid investments you have in your client accounts, % of the clients portfolio, and rationale for including them.*
Please list all ESG (Environmental, Social, and Governance) allocations you have in your client accounts and % of the clients portfolio.*
Please attach Risk Tolerance Questionnaire you use for your advisory clients:
Max. file size: 512 MB.
Please share your rationale for placing a client into a specific model:*
Do you have clients not currently in a model? If yes, how many, how is their asset allocation determined, and why are they excluded from the other models?*
What is your fee schedule? How do you determine what fee you charge?*
Please select the Custodians you use:*
- Fidelity
- Schwab
- Pershing
Other Custodians - Please list, we may or may not have access or the ability to gain access to them.
Are you planning to move your accounts from one Custodian to another?*
- Yes
- No
If planning to change Custodians, please explain:
Email
This field is for validation purposes and should be left unchanged.