Financial Planning Guidelines

Authorization to Change Advisor

Authorization to change the Advisor of Record to TLG Advisors, Inc.

Code of Ethics

TLG Advisors places high importance on the practice of high ethical standards in the Adviser-client relationship. This agreement, together with the compliance manual, comprises TLG Advisors Code of Ethics.

Entity New Account Form

Federal law requires TLG Advisors, Inc. to verify your identity by obtaining your name, address, and a government- issued identification number before opening your account.

Financial Planning Service Contract

Client authorization to engage a TLG Advisor to provide financial planning services.

Investment Advisory Service Agreement

Investment Advisory Agreement

Mutual Fund Share Class Protocol Policy

Policy for the selection of share classes within managed accounts.

Retail New Account Form

TLG Advisors Investment Profile for New Accounts.

Retirement Plan Service Agreement

Supervisory and Compliance Procedures

This Supervisory Procedures Manual includes details of the TLG Advisors, Inc. supervisory system as well as a summary
of compliance policies and procedures applicable to our firm.

TLG Advisors Disclosure Language

Required disclosure language for all TLG Advisors, Inc. Investment Advisor Representatives.

Wealth Event Disclosure Form

The Wealth Event Disclosure Form is applicable to Investments made as a result of a Wealth Event (i.e. inheritance, 401(k) rollovers, divorce settlements, IRA rollovers, sale of a business, sale of a home, or any event that causes a drastic increase in investable assets) should be given added scrutiny because of the potential consequences of uninformed investment choices.